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Supervisory Analyst/Editor- Contract role
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Macquarie
Salary: Information not provided
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USA-NY-New York City |
04 Dec |
| You will be editing, approving and publishing Macquarie research from the US and Asia. 3 Month contract position. |
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Chief Compliance Officer, Bank
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Howard-Sloan Professional...
Salary: Competitive Salary + Bonu...
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USA-CA-Los Angeles |
04 Dec |
| Our client is a foreign bank headquartered in Los Angeles that is rapidly growing and looking for a Chief Compliance Officer... |
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Banking Policies and Procedures Writer
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
03 Dec |
| See job description below |
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Compliance Specialist
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Not Disclosed
Salary: Comprehensive benefits/pe...
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USA-IL-Chicago |
03 Dec |
| The Compliance Specialist is responsible for maintaining the firm’s compliance policies/procedures and monitoring the activit... |
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Fixed Income Compliance Officer
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Michael Page
Salary: 50,000- 70,000
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USA-NY-New York City |
03 Dec |
| Multi Billion Dollar Asset Manager is looking to add a junior compliance officer with knowledge in Fixed Income Securities. |
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Chief Compliance Officer
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Not Disclosed
Salary: 100,000 - 200,000
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USA-NY-New York City |
03 Dec |
| This is an excellent opportunity for a mid level asset management compliance candidate to take on a Chief Compliance Officer... |
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Compliance Manager
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Michael Page
Salary: 120,000-225,000
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USA-NY-New York City |
03 Dec |
| Leading Global Bank is looking to add mid level compliance manager to work with the risk and compliance teams. |
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Chief Compliance Officer
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Michael Page
Salary: 150,000 - 250,000
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USA-NY-New York City |
03 Dec |
| Dynamic global broker dealer/hedge fund is looking for a Chief Compliance Officer to work along side the Chief Legal Officer... |
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Senior Manager - Investment Data Management
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Not Disclosed
Salary: 150-225K
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USA-NY-New York City |
02 Dec |
| Growing professional services consulting firm with buy and sell side focus seeks your senior level investment data management... |
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Tax Planning, Senior Counsel (R5231)
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BarkerGilmore, LLC
Salary: Base & Bonus
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USA-NJ-Princeton |
02 Dec |
| Unique opportunity to join a world class organization and work with world class attorneys on domestic and international tax p... |
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M&A Counsel (R5232)
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BarkerGilmore, LLC
Salary: Base & Bonus
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USA-NJ-Princeton |
02 Dec |
| Unique opportunity to join a world class organization and work with top tier attorneys on significant mergers and acquisition... |
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Sigma Global Services
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Legend Global Search, Inc...
Salary: $125 + Bonus - flexible,...
|
USA-NJ-Wayne |
02 Dec |
| Sigma Global Services - Pharmaceutical Company |
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Chief Regulatory Officer
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Legend Global Search, Inc...
Salary: $203K
|
USA-NY-New York City |
02 Dec |
| Chief Regulatory Officer - Financial Services, Investment Bank, and Asset Management Firm |
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AML - Surveillance Manager
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Legend Global Search, Inc...
Salary: $118K +
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USA-NY-New York City |
02 Dec |
| AML - Surveillance Manager - Financial Services Company |
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Institutional Equity Compliance Officer - Regulatory Control Group
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Legend Global Search, Inc...
Salary: $175K+
|
USA-NY-New York City |
02 Dec |
| Institutional Equity Compliance Officer - Financial Services Company - Compliance, Risk Management |
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Financial Services Compliance Analyst
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Not Disclosed
Salary: Competitive
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USA-NY-New York City |
01 Dec |
| BLOOMBERG PROFESSIONAL service and Bloomberg's media services provide real-time and archived financial and market data, pri... |
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Financial Analyst
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Proskauer Rose LLP
Salary: 80,001 - 150,000
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USA-NY-New York City |
01 Dec |
| Proskauer Rose LLP, one the nation’s oldest law firms, provides top tier legal services to a broad range of clients across th... |
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Chief Operating Officer - Private Equity Firm
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Not Disclosed
Salary: Very Competitive
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USA-NY-New York City |
01 Dec |
| Rapidly growing PE firm in NY is looking for a COO to help oversea all operations. |
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Mutual Fund Administrator
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Not Disclosed
Salary: DOE
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USA-NY-New York City |
01 Dec |
| WisdomTree, a leading sponsor of Exchange Traded Funds, seeks a mutual fund administrator to mange its fund registration stat... |
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General Counsel-Hedge Fund
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IJC Partners, LLC.
Salary: Competitive
|
USA-NY-New York City |
01 Dec |
| NYC Multi-strategy fund seeking General Counsel |
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Compliance Officer
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WisdomTree
Salary: DOE
|
USA-NY-New York City |
01 Dec |
| WisdomTree, a leading sponsor of Exchange Traded Funds, seeks a Compliance Officer with mutual fund or asset management exper... |
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Internal Auditor
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Not Disclosed
Salary: Based on experience with...
|
USA-IL-Chicago |
01 Dec |
| Qualified candidates will ensure that the firm is compliant with SEC rules and regulations. Independently conduct audit field... |
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Director-Retirement Compliance (J5242)
|
BarkerGilmore, LLC
Salary: Base & Bonus
|
USA-CA-Los Angeles |
01 Dec |
| Leading financial services company has a challenging new position for a Director, Retirement Compliance. The candidate will b... |
|
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Litigation Manager (J5244)
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BarkerGilmore, LLC
Salary: Base & Bonus
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USA-FL-Miami |
01 Dec |
| BarkerGilmore has an exclusive search for a Litigation Manager for a leading national company. This is an outstanding leader... |
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Compliance Associate
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Chimera Securities
Salary: 35 - 48K + Benefits
|
USA-NY-New York City |
01 Dec |
| Looking for a Compliance Associate to support the Compliance Officer in enforcing the compliance program in accordance with S... |
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Helpdesk Analyst
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NationStaff, Inc.
Salary: Base + Bonus + Benefits +...
|
USA-NY-New York City |
01 Dec |
| Leading law firm specializing in finance, mergers, acquisitions and for its tax, regulatory and litigation practice is curren... |
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Senior Vice President Product Manager - Email Compliance
|
Not Disclosed
Salary: Senior Executive level co...
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USA-NY-New York City |
26 Nov |
| Our Client is the leading global provider of financial data, news and analytics. Our Client's professional service and media... |
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FOCUS Reporting
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Not Disclosed
Salary: Commensurate with experie...
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USA-NY-New York City |
26 Nov |
| FOCUS reporting for self clearing broker dealer. Must have specific FOCUS reporting experience as well as knowledge of 15c3-... |
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Trust Fiduciary Tax Manager/VP
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Not Disclosed
Salary: 125000 to 175000 plus bo...
|
USA-NY-New York City |
26 Nov |
| Industry leader. Form 1041 experience with trust and estates at a law firm or trust company.Review and supervise the preparat... |
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Compliance Officer
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Objective Paradigm
Salary: Competitive based on expe...
|
USA-CO-Englewood |
25 Nov |
| Our Client is at the leading edge of the "new" gas business. They specialize in natural gas solutions which include trading,... |
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